CIRO

Canadian Investment Regulatory Organization

CIRO is Canada's national self-regulatory organization for investment dealers and mutual fund dealers. It oversees market conduct, proficiency, and compliance.

CIRO was formed through the consolidation of previous Canadian SROs. It operates under oversight from Canadian securities regulators and plays a role similar to FINRA. Official site: CIRO.

Related Terms

SEC

Securities and Exchange Commission

SEC is the U.S. federal agency responsible for enforcing securities laws, regulating securities mark...

FINRA

Financial Industry Regulatory Authority

FINRA is a private, self-regulatory organization that oversees broker-dealers and their registered r...

CAD

Canadian Dollar

CAD is the official currency of Canada. It's the fifth most held reserve currency in the world and i...

CFTC

Commodity Futures Trading Commission

CFTC is an independent U.S. federal agency that regulates the derivatives markets, including futures...

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